Array ( [title] => Legal Disclaimer [url] => https://www.ascenciaim.co.uk/declined-consent/ [target] => )
You are entering the financial advisers’ section UK legal information
Please read this page before proceeding, as it explains certain legal and regulatory restrictions applicable to the information in this section of the website.
By clicking the buttons at the end of the page, you acknowledge that the important information below has been brought to your attention.
This section of the website is intended for residents of the United Kingdom only and any dispute or action arising out of the website shall be determined in accordance with English laws. Under no circumstances should any information or any part of It be copied, reproduced or redistributed.
The information provided in this section of the website is intended solely for investment advisers, accountants, solicitors and any other professional financial intermediaries who are authorised and regulated by the Financial Conduct Authority. This information must not be distributed to, or relied upon by, private clients and the general public.
This website should not be regarded as an offer or solicitation to conduct investment business, as defined by the Financial Services and Markets Act 2000, in any jurisdiction other than the United Kingdom. Investors who are residents in or citizens of countries rather than the United Kingdom may be subject to local restrictions. In particular, no offer or invitation is made to any US persons (being residents of the United States of America or partnerships or corporations organised under the laws of the United States of America or any state, territory or possession thereof), who are exclude from the products or services offered in this site.
Ascencia Investment Management Ltd is registered in England under company number 05010380 with its registered office at Frenkel House, 15 Carolina Way, Salford, M50 2ZY. Ascencia Investment Management Ltd is a member of the London Stock Exchange and authorised and regulated by the Financial Conduct Authority (Financial Services Register reference number 409409).
The information contained in this section of the website has been obtained from sources which we believe to be reliable and accurate at the date of publication, but without further investigation this cannot be warranted. We are not responsible for the content of external websites that are linked from our webpages. Any opinions and comment expressed in this website are not necessarily the views held throughout Ascencia Investment Management Ltd. All opinions and comments are subject to change without notice.
The value of investments and any income generated may go down as well as up and is not guaranteed. Investors may get back less than they have invested. Past performance is not a guide to future performance. Quoted yields are not guaranteed. Different funds have different levels of risk. Changes in currency exchange rates may have an adverse effect on the value of investments within bond funds.
We or a connected person may have positions in or options on the securities mentioned herein or may buy, sell or offer to make a purchase or sale of such securities from time to time. In addition we reserve the right to act as principal or agent with regards to the sale or purchase of any security mentioned in this document. For further information, please refer to our conflicts policy which is available on request or can be accessed here.
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Ascencia Investment Management is part of Frenkel Topping Group and is authorised and regulated by the Financial Conduct
This privacy notice explains how we use any personal information we collect about you.
Ascencia Investment Management is committed to protecting the privacy of the people that we receive information about.
This means that we take steps to lawfully, fairly and transparently process any personal data that is made available to
us, in accordance with the General Data Protection Regulation (Regulation (EU) 2016/679) and any other applicable
domestic legislation (the “Data Protection Laws”). This Privacy Notice, together with our website Terms and Conditions
set out the basis on which we will process your personal data. If you have any queries about this Notice or how we use
your data, you can contact us using the contact details below.
When we refer to “personal information” or “personal data” in this Notice, we mean information which identifies you as
an individual, or is capable of doing so. In the context of this Notice, the terms “personal information” and “personal
data” may be used interchangeably. Please read this Notice carefully. By providing your personal data to us and/or
applying to use our services, you acknowledge that your personal data will be used in accordance with this Notice and
our Terms and Conditions.
We may collect personal information about you when:
In most instances, we will be the data controller, as defined under applicable Data Protection Laws, of any personal
data which we collect from or about you.
Information may also be collected about you when you visit our websites (for example via cookies). We record all calls
for training and quality purposes and to enable us to deal effectively with queries or complaints and in the case where
customers place transactions on regulated markets, in order to comply with our regulatory obligations.
Ascencia Investment Management may collect the following information from its clients (financial intermediaries):
In some cases, you are not obliged to provide any personal data to us, but if you have requested information or a
service from us, we will not be able to provide it without certain information, such as your contact details. Before we
can begin providing you with our services, we need to obtain certain information about you, so that we can enter into a
contract with you and carry out necessary due diligence.
You are obliged to provide this information and if you do not provide it, we will be unable to provide you with our
Where an individual has made an enquiry through our website we may collect the information provided in the enquiry. This
We use information held about you in the following ways:
The primary legal basis that we intend to use for the processing of your data is for the performance of our contract
with you. The information that we collect about you is essential for us to be able to carry out the services that you
require from us effectively. Without collecting your personal data we’d also be unable to fulfil our legal and
Data protection laws define the following as special categories of data:
It is unlikely we will collect special category data from you but where special category data is required, we’ll obtain
your explicit consent in order to collect and process this information.
We take appropriate security measures (including physical, electronic and procedural measures) to help protect the
confidentiality, integrity and availability of your personal information from unauthorised access and disclosure. For
example, only authorised employees are permitted to access personal information, and they may do so only for permitted
business functions. In addition, we use firewalls to help prevent Disclosure of Your Information
We may disclose your information:
Where third parties are involved in processing your data, we will have a contract in place with them to ensure that the
nature and purpose of the processing is clear, that they are subject to a duty of confidence in processing your data and
that they’ll only act in accordance with our written instructions.
Where it’s necessary for your personal data to be forwarded to a third party we’ll use appropriate security measures to
protect your personal data in transit.
We will not lend or sell your information to third parties persons from gaining access to your personal information.
The organisations to whom we may pass your details also have their own obligations to deal with your personal
information appropriately. Sometimes a product or service may be administered from a country outside Europe. If this is
the case, the firm must put a contract in place to ensure that your information is adequately protected.
You have the following rights (unless exemptions apply), which can be exercised by contacting us using the details
provided below. The right:
When you contact us to exercise any of the rights above, we may ask you to provide some additional information in order
to verify your identity, such as your name, your address and proof of identity.
Where we rely on your consent to use your personal data, you have the right to withdraw that consent at any time.
For further information visit http://www.allaboutcookies.org/
You can set your browser not to accept cookies and the above website tells you how to remove cookies from your browser.
However, in a few cases some of our website features may not function as a result.
You also have a right to lodge a complaint with the supervisory authority for data protection. In the UK this is:Information Commissioner’s Office, Wycliffe House, Water Lane, Wilmslow, Cheshire, SK9 5AF
0303 123 1113 (local rate)
you to check the website regularly to ensure that you are familiar with the most up-to-date version.
firstname.lastname@example.org or write to us at Frenkel House, 15, Carolina Way, Manchester. M50 2ZY.